F Validation Certificat The National Institute of Standards The Communicalions Security and Technology of the United States Establishment of the Government of America of Canada Certificate No. 999 The National Institute of Standards and Technology, as the United States FIPS 140-2 Cryptographic Module Validation Authority; and the Communications Security Establishment, as the Canadian FIPS 140-2 Cryptographic Module Validation Authority; hereby validate the FIPS 140-2 testing results of the Cryptographic Module identified as: HP StorageWorks Secure Key Manager by Hewlett..Packa.rd Company (When operated in FtPS mode) in accordance with the Derived Test Requirements for FIPS 140-2, Security Requirements for Cryptographic Modules. FIPS 140-2 specifies the security requirements that are to be satisfied by a cryptographic module utilized within a security system protecting Sensitive Information (United States) or Protected Information (Canada) within computer and telecommunications systems (including voice systems). Products which use the above identified cryptographic module may be labeled as complying with the requirements of FIPS 140-2 so long as the product, throughout its life cycle, continues to use the validated version of the cryptographic module as specified in this certificate. The validation report contains additional details concerning test results. No reliability test has been performed and no warranty of the products by both agencies is either expressed or implied. This certificate includes details on the scope of conformance and validation authority signatures on the reverse. TM: A Certiflcadon Mark or NISr, whicll does nOllmply Il'oouet endorsement by NIST, !he U.S., or Canadian Governments. FIPS 140-2 provi des fo urincreasing, quaIitative levels of se cu rity: Leve I 1, Level 2, Leve I 3, and Leve I 4. These level s are intended to cover the wide range and potential applications and environments in which cryptographic modules may be employed. The security requirements cover eleven areas related to the secure design and implementation of a cryptographic module. The scope of conformance achieved by the cryptographic modules as tested in the product identified as: HP StorageWorks Secure Key Manager by Hewlett-Packard Company (Hardware Version: PIN AJ087A, Version 1.0; Firmware Version: 1.0.1; Hardware) InfoGard Laboratories, Inc., NVLAP Lab Code 100432-0 and tested by the Cryptographic Module Testing accredited laboratory: CRYPTIK Version 7.0 is as follows: Cryptographic Module Specification: Level 3 Cryptographic Module Ports and Interfaces: Level 2 Roles, Services, and Authentication: Level 3 Finite State Model: Level 2 Physical Security: Level 2 Cryptographic Key Management: Level 2 (Multi-Chip Standalone) EMlfEMC: Level 2 Self-Tests: Level 2 Design Assurance: Level 2 Mitigation of Other Attacks: Level N/A Operational Environment: Level N/A tested in the following configuration(s): N/A The following FIPS approved Cryptographic Algorithms are used: AES (Cert. #653); DSA (Cert. #244); HMAC (Cert. #338); RNG (Cert. #375); RSA (Cert. #302); SHS (Cert. #686); Triple-DES (Cert. #604) The cryptographic module also contains the following non-FIPS approved algorithms: RSA (key wrapping; key establishment methodology provides 80 or 112 bits of encryption strength; non compliant less than 80 bits of encryption strength); Diffie-Hellman (key agreement; key establishment methodology provides 80 bits of encryption strength); DES; MD5; RC4; RC2 Overall Level Achieved: 2 tates Signed on behalf of the Government of Canada Signature: ~ ~ <---> Dated: I! J '\ · · \ · -- I ~ Dated: 1\-t,§,0S-t- L~ ( dv-ut Director, Industry Program Group Communications Security Establishment Canada