FIPS 140-2 Validation Certificate The National Institute 01 Standards and Technology of the United Slates + The Communications Security Establishment of the Government of America 01 Canada Certificate No. 1102 The National Institute of Standards and Technology, as the United States FIPS 140-2 Cryptographic Module Validation Authority; and the Communications Security Establishment, as the Canadian FIPS 140-2 Cryptographic Module Validation Authority; hereby validate the FIPS 140-2 testing results of the Cryptographic Module identified as: HP StorageWorks Secure Key Manager by Hewlett-Packard Company (When operated in FIPS mode) in accordance with the Derived Test Requirements for FIPS 140-2, Security Requirements for Cryptographic Modules. FIPS 140-2 specifies the security requirements that are to be satisfied by a cryptographic module utilized within a security system protecting Sensitive Information (United States) or Protected Information (Canada) within computer and telecommunications systems (including voice systems). Products which use the above identified cryptographic module may be labeled as complying with the requirements of FIPS 140-2 so long as the product, throughout its life cycle, continues to use the validated version of the cryptographic module as specified in this certificate. The validation report contains additional details concerning test results. No reliability test has been performed and no warranty of the products by both agencies is either expressed or implied. This certificate includes details on the scope of conformance and validation authority signatures on the reverse. TM: A Cel1tflcatlon Mark of NISI, WhlCh does nollmply product endorsemem by NIST, the U.S., or CanadIan Governments. FIPS 140-2 provides four increasing, qualitative levels of security: Level 1, Level 2, Level 3, and Level 4. These levels are intended to cover the wide range and potential applications and environments in which cryptographic modules may be employed. The security requirements cover eleven areas related to the secure design and implementation of a cryptographic module. The scope of conformance achieved by the cryptographic modules as tested in the product identified as: HP StorageWorks Secure Key Manager by Hewlett-Packard Company (Hardware Version: PIN AJ087B, Version 1.1; Firmware Version: 1.1; Hardware) InfoGard Laboratories, Inc., NVLAP Lab Code 100432-0 and tested by the Cryptographic Module Testing accredited laboratory: CRYPTIK Version 7.0 ------------------------- is as follows: Cryptographic Module Specification: Level 3 Cryptographic Module Ports and Interfaces: Level 2 Roles, Services, and Authentication: Level 3 Finite State Model: Level 2 Physical Security: Level 2 Cryptographic Key Management: Level 2 (Multi-Chip Standalone) EMIIEMC: Level 2 Self-Tests: Level 2 Design Assurance: Level 2 Mitigation of Other Attacks: Level N/A Operational Environment: Level N/A tested in the following configuration(s): N/A The following FIPS approved Cryptographic Algorithms are used: AES (Cert. #653); DSA (Cert. #244); HMAC (Cert. #470); RNG (Cert. #375); RSA (Cert. #302); SHS (Cert. #847); Triple-DES (Cert. #604) The cryptographic module also contains the following non-FIPS approved: RSA (key wrapping; key establishment methodology provides 80 or 112 bits of encryption strength; non-compliant less than 80 bits of encryption strength); KAS (vendor affirmed, key establishment methodology provides 80 bits of encryption strength); DES; MD5; RC4 Overall Level Achieved: 2 Signed on behalf of the Government of the United States Signed on behalf of the Government of Canada ~ lkc I' Signature: %:.JC'D!>..-4= r .~ "\j'C (j [J),~ Signature: ~ ~ ~ Dated ~ 14- ( .2-fT!) '1 Dated: /t£"") \ L I ~'7 Chief, Computer Security Division Director, Industry Program Group National Institute of Standards and Technology Communications Security Establishment